摘要
操纵证券、期货市场罪的“双重兜底条款”须严格遵守同质性解释规则,对同质性特征的判断应当综合考察例示行为的形式类型与操纵证券、期货市场罪的实质内涵。司法实务中应审慎适用“兜底的兜底条款”。操纵证券、期货市场罪的行为类型内含价量操纵与资本操纵两种行为模式。该罪的实质内涵是对市场的非法控制,并不等同或局限于价量操纵与资本操纵的总和。在《刑法修正案(十一)》对该罪的例示行为进行扩充后,原司法解释仍然有效,未被吸收进刑法条文的其他市场操纵行为仍然可以被纳入该罪“兜底条款”的解释范畴中。
The“double catch-all provision”of the crime of manipulating stocks or futures markets is subject to strict compliance with the rules of homogeneous interpretation,and the judgment of homogeneous features should be a comprehensive investigation of the formal type of the exemplary conduct and the substantive connotation of the crime of manipulating stocks or futures markets.In practice,the“catch-all of catch-all provision”should be applied with caution.The conducts of manipulating stocks and futures markets include two modes:price manipulation and capital manipulation.The substance of the crime is the illegal control of the market,and is not equal to or limited to the sum of price manipulation and capital manipulation.After the Amendment(XI)to the Criminal Law expanding the list of the conducts,the original judicial interpretation is still valid,and other market manipulation acts that are not absorbed into the criminal law can still be included in the interpretation of the“catch-all provision”of the crime.
作者
刘宪权
Liu Xianquan(East China University of Political Science and Law)
出处
《国家检察官学院学报》
CSSCI
北大核心
2022年第6期41-53,共13页
Journal of National Prosecutors College
基金
国家社会科学基金重大项目“网络时代的社会治理与刑法体系的理论创新”(20&ZD199)阶段性成果
关键词
操纵市场罪
兜底条款
修正案
司法解释
同质性解释
Crime of Manipulating Stocks or Futures Markets
Catch-all Provision
Amendment
Judicial Interpretation
Homogeneous Interpretation
作者简介
刘宪权,华东政法大学教授、博士生导师。
