摘要
新《证券法》对内幕交易惩处力度的加大使得内幕交易主体划分成为潜在的争议焦点。就“知情人”和“非法获取内幕信息的人”二者之间的关系、“非法获取内幕信息的人”中“非法”的界定、内幕交易主体认定的泛化等各类实践中突显的问题,存在着不同的理论分析与经验操作,但始终未形成统一的标准。只有在明确前述问题的基础上,对内幕交易主体范围进行重构,才能够加强理论与实践的联系,有效打击内幕交易行为,实现证券交易的公平,促进资本市场的发展。
The new Securities Law increases the punishment for insider trading,making the division of insider trading subjects a potential focus of controversy.There are different theoretical analysis and empirical operation on the relationship between“insiders”and“people who illegally obtain inside information”,the definition of“illegal”in“people who illegally obtain inside information”,and the generalization of the identification of the subject of insider trading,but no unified standard has been formed.Only on the basis of clarifying the aforementioned issues,can we reconstruct the scope of insider trading subjects,strengthen the connection between theory and practice,effectively fight against insider trading,realize the fairness of securities trading,and promote the development of capital market.
作者
刘博雅
闫德华
石鑫
LIU Boya;YAN Dehua;SHI Xin(Law School of Civil Business and Economics,China University of Political Science and Law,Beijing 100088;Northwest University of Political Science and Law,Xi’an,Shanxi 710061;Xixian New Area Development Group Co.,LTD.,Xianyang,Shanxi 712000)
出处
《玉溪师范学院学报》
2022年第2期127-132,共6页
Journal of Yuxi Normal University
关键词
证券市场
内幕交易主体
理论分析
范围重构
stock market
insider trading subject
theoretical analysis
scope reconstruction
作者简介
刘博雅,硕士研究生,研究方向:商法学;闫德华,博士,讲师,研究方向:反恐立法;石鑫,研究生,研究方向:经济法。
