产业升级研究的微观探索:新结构经济学的视角被引量：10

The Microcosmic Research on the Industrial Upgrading from the Perspective of New Structural Economics

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摘要现有的经济学文献对产业升级动力机制的研究更加侧重于宏观层面,代表性的理论思路包括由需求面和供给面驱动产业升级的非平衡增长理论和由禀赋结构升级驱动产业升级的新结构经济学,可以概括为产业结构变迁的恩格尔定律、鲍莫尔定律和林毅夫定律。然而,在经济学研究文献中,产业升级动力机制更多侧重于所谓的“替代效应”与“收入效应”的经济学原理,缺乏在企业层面对产业升级的动力机制的实践过程的全面而清晰的理解。然而最关键的还是应聚焦于企业自身的动态核心能力,但企业的动态核心能力又以企业的自生能力为必要条件,即企业的资源禀赋结构需要与企业的价值链结构相匹配。未来深入研究基于企业自生能力的微观产业升级机制,可以将经济学文献侧重理论机制和管理学文献侧重于实践内容的特征结合起来,更有利于认识世界和指导实践。 The researches on the industrial upgrading in the existing economics literature focus more on the macro level.Representative theories include unbalanced growth theory asserting that industrial upgrading is driven by demand and supply and new structural economics asserting that industrial upgrading is driven by the upgrading of endowment structure,which can be summarized as Engel Law,Baumohl Law and Lin Yifu Law.However,most researches on industrial upgrading have focused on the substitution effect and the income effect,without a thorough and holistic understanding of the practical process of industrial upgrading at the enterprise level.Most important of all,the dynamic core competence of an enterprise should be given a top priority,which in turn takes viability as a necessary condition,that is,the match of the resource endowment structure of the enterprise with its value chain structure.To conduct an in-depth research on the micro-industrial upgrading mechanism based on the viability of enterprises,we can draw strengths from both economics literature which lays more emphasis on theoretical mechanisms and management literature which is more practice-oriented,thus obtaining a better position to understand the world and conduct practice with guide.

作者付才辉赵秋运陈曦 FU Caihui;ZHAO Qiuyun;CHEN Xi(Institute of New Structural Economics,Beijing University,Beijing100871,China)

机构地区北京大学新结构经济学研究院

出处《上海大学学报（社会科学版）》 CSSCI 北大核心 2021年第1期1-13,共13页 Journal of Shanghai University(Social Sciences Edition)

基金国家社会科学基金一般项目(18BJL120) 国家社会科学基金青年项目(15CJL025)。

关键词产业升级企业自生能力企业禀赋结构企业价值链新结构经济学 industrial upgrading viability of enterprises enterprise endowment structure enterprise value chain new structural economics

分类号 F40 [经济管理—产业经济]

作者简介付才辉(1985-),男,四川安岳人。北京大学新结构经济学研究院研究员、博士;通讯作者:赵秋运(1981-),男,山东梁山人。北京大学新结构经济学研究院研究员、博士,新结构经济学知识产权研究院院长助理;陈曦(1974-),女,湖南常德人。北京大学新结构经济学研究院研究员、博士。