政府干预、环境规制与绿色全要素生产率——来自中国30个省、市、自治区的经验证据被引量：23

Government Intervention,Environmental Regulation and Green Total Factor Productivity: The Empirical Evidence from China's 30 Provinces,Municipalities and Autonomous Regions

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摘要本文基于非径向、非角度的SBM方向性距离函数和Malmquist-Luenberger生产率指数,运用Max DEA软件测算包含工业废水排放量、工业废气排放量两种非期望产出在内的中国30个省、市、自治区的绿色全要素生产率(GTFP),并运用面板数据回归分析政府干预、环境规制以及二者之间的交互作用对绿色全要素生产率的影响。研究结果表明:在一定范围内,环境规制水平的提高能有效地促进绿色全要素生产率的提升,但这种正向促进作用一旦超过某个临界值就会减弱,即验证了"强波特假说"。在政府干预程度越强的地区,当地政府可能越倾向于采用行政性环境规制手段迫使企业进行污染治理,造成了资源的扭曲,不利于绿色全要素生产率的提高;在政府干预程度较弱的地区。 Based on the non-radial and non-angle SBM direction distance function and Malmquist-Luenberger productivity index,this paper calculates the Green Total Factor Productivity（ GTFP） indicators of 30 provinces,municipalities and autonomous regions in China with industrial waste water and gas emissions as unexpected outputs included in the calculation process,and analyzes the effects of government intervention,environment regulation and their interaction effect on GTFP. Research shows the improvement of environmental regulation level can effectively promote the promotion of GTFP,but this positive promotion will be weakened once it exceeds a critical value,confirming the Strong Potter Hypothesis. In the region where government intervention is strong,the government incline to force firms to cut down pollution by administrative means,which results in misallocation of resources and is harmful to the improvement of firms＇ GTFP; in the regions where government intervention is inferior,however,the local government tends to regulate by more progressive ways,which is conducive to firms＇ green technology innovation and will have positive effect on GTFP. Therefore,in order to realize the coordinated development of economy and environment protection,government should properly design environmental regulations and reasonably grasp the degree of intervention in the market.

作者张建华李先枝 ZHANG Jian-hua LI Xian-zhi(School of Economics, Huazhong University of Science and Technology, Wuhan 430074, Chin)

机构地区华中科技大学经济学院

出处《商业研究》 CSSCI 北大核心 2017年第10期162-170,共9页 Commercial Research

关键词政府干预环境规制绿色全要素生产率 government intervention environmental regulation Green Total Factor Productivity

分类号 F061.3 [经济管理—政治经济学]

作者简介张建华（1965-），男，湖北孝感人，华中科技大学经济学院教授，博士生导师，经济学博士，研究方向：经济增长与发展、产业经济、国际经济、创新经济学；李先枝（1991-），女，湖北红安人，华中科技大学经济学院研究生，研究方向：发展经济学、国际贸易学。