FDI知识溢出、自主R&D投入与内资高技术企业创新能力——基于中国高技术产业分行业动态面板数据模型的检验被引量：40

Knowledge Spillovers of FDI,Independent R&D Inputs and Innovation Abilities of the Domestic High-tech Enterprises

导出

摘要基于知识生产函数，利用1995～2008年中国高技术产业17个细分行业的面板数据，本文研究了FDI知识溢出和自主R＆D投入对内资企业创新能力的影响。研究表明，内资企业自主R＆D投入是形成其创新能力的最主要因素；外资企业R＆D活动对内资企业产生了一定的知识溢出效应，在一定程度上推动了内资企业创新能力的提高；FDI知识溢出效应主要发生在中等外资开放程度的行业中，对外资开放程度较低的行业和对外资开放程度过高的行业，由于内外资企业之间经济联系较少或技术差距悬殊，并没有产生显著的FDI知识溢出效应。 This paper examines the effects of FDI knowledge spillovers and independent R&D inputs on innovation abilities of domestic enterprises based on knowledge production function,using dynamic panel data of 17 sub-sectors of the high-tech industries in China from 1995 to 2008.We find that:(1)R&D inputs of domestic enterprises are the most important factors for their innovation abilities.(2)R&D activities of foreign-invested enterprises cause knowledge spillovers to the domestic enterprises,and promote the innovation abilities of domestic enterprises to some degree.(3)However,knowledge spillovers of FDI mainly occur in the moderate FDI openness sectors.In the low-level and high-level FDI openness sectors,there is no evidence of knowledge spillovers from FDI because of a lack of economic ties or the large technology gap between the domestic and foreign-invested enterprises.

作者沙文兵李桂香

机构地区安徽财经大学国际经济贸易学院

出处《世界经济研究》 CSSCI 北大核心 2011年第5期51-56,88,共6页 World Economy Studies

关键词知识溢出自主R&D投入创新能力系统广义矩估计

分类号 F224 [经济管理—国民经济] F832.6 [经济管理—金融学]

引文网络
相关文献

参考文献30

1Abdih,T., Joutz, F. Relating the Knowledge Production Func- tion to Total Factor Produeivity : An Endogenous Growth Puzzle [ R]. IMF Working Paper,2005 ,WP05/74.
2Agrawal, A. Innovation, growth theory and the role of knowl- edge spillovers [ J ]. Innovation Analysis Bulletin, 2002,3 : 3 -6.
3Arellano, M. , Bond, S. Some Tests of Specification for Panel Data: Monte Carlo Evidence and An Application to Employ- ment Equations[ J ]. Review of Economic Study, 1991,58 (2) : 277-297.
4Blundell, R. , Bond, S. Initial Conditions and Moment Restric- tions in Dynamic Panel Data Models[ J]. Journal of Economet- rics,1998,87( 1 ) :115-143.
5Bode, E. The spatial pattern of localized R&D spillovers: an empirical investigation for Germany [ J ]. Journal of Economic Geography, 2004,4:43-64.
6Cohen, W. , Levinthal, D. Innovation and learning: the two faces of R&D [ J ]. Journal of Economics, 1989,99 : 569-596.
7Findlay, R. Relative backwardness, direct foreign investment, and the transfer of technology : a simple dynamic model [ J ]. The Quarterly Journal of Economics, 1978,92 ( 1 ) : 1-16.
8Griliches, Z. Issues in assessing the contribution of research and development to productivity growth[ J ]. Bell Journal of E- conomics, 1979,1 : 92 - 116.
9Criliches ,Z. Patent Statistics as Economic Indicators ; A Survey [J]. Journal of Economic Literature, 1990,23 ( 12 ) : 1661- 1707.
10Griliches, Z. R&D, Education, and Productivity [ M ]. Harvard University Press ,2000.