摘要
在中国融资市场开放的谈判中,中方承诺将按照审慎监管原则允许境外公司在境内上市融资。这一审慎监管原则与金融领域中传统的审慎监管存在本质区别,并受制于建构论和生产主义基调的影响。在建构论生产主义基调下,中国的融资市场开放将采取"进口替代"策略,这与建立国际金融中心的目标背道而驰。从提升本国融资市场竞争力的角度出发,中国应适时调整审慎监管原则的基调,或采取建构论消费主义,或采取进化论生产主义,以期建立一个能够与纽约、伦敦鼎足而立的国际金融中心。
During the negotiation of opening China＇s financing market,the government of China promised that overseas companies would be permitted to list on the stock exchange according to prudential supervision principle.However,the so-called prudential principle is different from the traditional finance prudential supervision principle in nature and influenced by the domestic fundamental key of constructivism and producerism.Under the fundamental key of constructivism-producerism,the China＇s opening of financing market will take the strategy of ＂import substitution＂,which runs in the opposite direction of establishing a international financial center.In terms of promoting the country＇s competitiveness of financing market,the government of China should timely adjust the fundamental key of prudential supervision principle by selecting constructivism-consumerism or evolutionism-producerism,which would contribute to establishing a international financial center comparable to New York and London.
出处
《社会科学》
CSSCI
北大核心
2011年第4期93-100,共8页
Journal of Social Sciences
基金
教育部人文社会科学研究青年基金项目"外国公司境内上市融资监管法律制度研究--以建立国际金融中心为视角"(项目批准号:09YJC820052)
南京大学2008年文科校级规划项目"主权财富基金:问题
争议及对策"的阶段性成果
关键词
审慎监管原则
进化论
建构论
生产主义
消费主义
Prudential Supervision Principle
Evolutionism
Constructivism
Producerism
Consumerism
作者简介
彭岳，南京大学法学院副教授（江苏南京210093）
