摘要
本文运用非参数的Malmqusit生产率指数法研究了2001-2005年期间中国制造业上市公司全要素生产率的水平及其变迁情况,并对其子行业和地区分布特征进行了探讨,同时对那些影响制造业上市公司生产率的主要因素进行了剖析。实证研究表明,中国制造业上市公司全要素生产率年平均增长1.9%,相对比较低,呈现出波动性特征。制造业上市公司全要素生产率的增长主要是由技术进步和效率改善共同引致的;开放程度比较高的行业,生产率也比较高,而高度垄断以及开放度低的行业如石油加工及炼焦业的生产率就比较低。东、中、西部地区制造业上市公司全要素生产率存在差异,东部最高,中部和西部次之,年均增长率分别为2.7%、1.7%、0.4%。股权集中度、企业盈利能力和企业年龄与制造业上市公司技术效率以及生产率的提升显著正相关,而股权制衡度、控股股东的性质与制造业上市公司技术效率以及生产率的提升并不显著;企业年龄与上市公司技术进步没有必然的关系,而企业规模对对制造业上市公司技术进步有显著影响。
By nonparametric Mahnquist productivity procedures, the paper investigates the changes of total productivity dynamics and its components of China＇s manufacturing listed companies （MLC） in 2001-2005. The suh-industry, spatial nature anti its affecting factors of productivity growth of MLC are analyzed. The main conclusions are as follows： The average annual growth rate of total factor productivity is 1.9% with fluctuating and slow characteristics. The growth of productivity stems from the common factors of the technical progress and efficiency improving. The more open the industry is, the more efficient the productivity of the industry is, and vice versa. The regional differences of total factor productivity in MLC do exist, the eastern region being the highest, the second the middle region, last, the western region, and their respective average growth rate for TFP is 2.7%, 1.7%, 0.4%. Ownership concentration, earnings and age of MLC have significant positive influence on the technical efficiency anti TFP change, but outside blockholders, the nature of controlling shares has little effect on the technical efficiency and TFP change of MLC. There is not inherent relationship between the age of companies and their technical progress. But its size has significant effect on technical progress of MLC.
出处
《当代经济管理》
2008年第1期60-67,共8页
Contemporary Economic Management
基金
中国博士后科学基金资助项目(20060390937)
江苏省博士后科研资助计划项目(0602017C)
作者简介
赵旭（1969-），男，陕西咸阳人，南京航空航天大学经济与管理学院管理科学与工程博士后流动站博士后，副教授，主要从事金融管理与金融工程方面的研究。
