摘要
合规考察期限制度是涉案企业合规制度的重要组成部分。在目前涉案企业合规改革试点实践中,合规考察期限制度存在设置主体不统一、设置范围较有限、文书载体不规范、适用规则不健全等问题。究其原因,与设置主体的性质、合规考察期限受限于检察机关办案期限,以及现有规范不明确等因素有关。在未来完善法律规范的过程中,有必要以涉案企业合规附条件不起诉制度为依托,规定由检察机关担任合规考察期限的设置主体,根据案件情况划分合规考察期限的设置范围、确定文书载体,细化合规考察期限的起止规则与延长规则,明确合规考察期限与追诉时效的关系等,进一步促进涉案企业合规考察期限制度的优化发展,实现涉案企业合规改革的价值目标。
The system of compliance inspection term is an important part of the compliance system of enterprises involved in criminal cases.In the current pilot practice of compliance reform for enterprises involved in criminal cases,the system of compliance inspection term encounters problems such as non-uniformity of the subjects that set the term,limited scope of the length of term,irregularity of the legal instrument,and imperfection of the applicable rules.The reasons for the aforementioned problems are related to the factors such as the nature of the subjects that set the term,the compliance inspection term being subject to the time limit of criminal procedure in the review and prosecution stage,and the lack of clarity of the existing norms.In the process of improving the legal norms in the future,it is necessary to rely on the system of conditional non-prosecution in corporate compliance,stipulate that the procuratorial organs shall be the subject who set the term of compliance inspection,divide the scope of the term of compliance inspection according to the case situation,refine the commencement,expiration and extension rules of the compliance inspection term,and make clear the relationship between the compliance inspection term and the statute of limitations,so as to further promote the optimisation and development of the system of compliance inspection term,and achieve the value and goal of compliance reform for enterprises involved in criminal cases.
作者
周新
ZHOU Xin(Law School,Guangdong University of Foreign Studies,Guangzhou Guangdong,510420,China)
出处
《法学论坛》
CSSCI
北大核心
2024年第4期18-30,共13页
Legal Forum
基金
研究阐释党的二十大精神国家社科基金重大项目“深化司法体制综合配套改革的进展与成效研究”(23ZDA078)的阶段性成果
关键词
涉案企业合规改革
合规考察期限制度
附条件不起诉
compliance reform of enterprises involved in cases
the system of compliance inspection term
conditional non-prosecution
作者简介
周新(1979-),男,湖北蕲春人,法学博士,广东外语外贸大学法学院教授、博士生导师,最高人民检察院法治前海研究基地研究员,主要研究方向:刑事诉讼法学、司法制度、电子数据。
