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企业合规与认罪认罚从宽制度的衔接路径研究

A Study on the Connection Path between Enterprise Compliance and Leniency System of Confessing Crime and Admitting Punishment
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摘要 企业合规与认罪认罚从宽制度在协商性司法的理念下,发挥着从宽治理的作用。基于司法效率和合规治理的二元平衡、实践经验的考量以及相关政策支撑,二者衔接具有可行性与必要性。然而,在审判程序类型选择、犯罪治理侧重、企业涉及的不同罪名等方面存在衔接上的困境。因此,二者的衔接需要明确衔接的前提;细化以“认罪”“认罚”“从宽”与“从简”为核心的衔接内容;规范衔接程序,明确相关的配套与救济措施,实现二者的有效衔接。 Enterprise compliance and leniency system of confessing crime and admitting punishment play a role in lenient governance under the concept of consultative justice.Based on the dual balance of judicial efficiency and compliance governance,the consideration of practical experience and relevant policy support,the connection between the two is feasible and necessary.However,there are difficulties in the selection of trial procedure types,the emphasis of criminal governance and the different charges involved in enterprises.Therefore,the connection between the two needs to clear the premise;Refine the content of"confession","punishment","leniency"and"simplicity"as the core;Standardize the connection procedure,clarify the related supporting and relief measures,and ultimately realize the effective connection of the two.
作者 罗小喻 LUO Xiao-yu(Yunnan Vocational College of Judicial Police,Kunming,Yunnan 650211)
出处 《司法警官职业教育研究》 2023年第4期32-40,共9页 Vocational Education Research of Judicial Police
关键词 企业合规 认罪认罚 衔接程序 从宽激励 Enterprise Compliance Confessing Crime and Admitting Punishment Connection Procedure Lenient Excitation
作者简介 罗小喻(1998-),女,云南玉溪人,云南司法警官职业学院教师,法学硕士,研究方向:刑事诉讼法学。
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