摘要
FATF第四轮对日本互评估于2019年启动。日本AML/CFT工作长期欠佳,不仅在第三轮互评估中表现较差而且改进缓慢,导致FATF曾对其发出特殊声明。鉴于互评估的重要性不断增强,日本对本轮互评估的重视程度大幅提升,积极采取措施提升其AML/CFT体系的合规性和有效性,特别是通过发布"AML/CFT指南"和开展差距分析来督促金融机构提升AML/CFT工作水平。本文对日本政府采取的相关措施和日本金融系统AML/CFT工作改进情况进行研究,以期为我国有关工作提供参考。
The fourth round of FATF’s mutual evaluation of Japan was launched in 2019.Japan’s AML/CFT work has been poor for a long time,resulting in a rare special statement issued by the FATF.In view of the increasing importance of mutual assessment,Japan has greatly increased its emphasis on this round of mutual assessment,and actively took measures to improve the compliance and effectiveness of its AML/CFT system,especially through the release of the "AML/CFT Guidelines" and Gap analysis to urge financial institutions to improve the AML/CFT work.This paper investigates the relevant measures taken by the Japanese government and the improvement of the AML/CFT work in the Japanese financial system,with a view to providing reference for relevant work in China.
作者
马正宇
Ma Zhengyu(School of Economics and Management,Xinjiang University,Urumqi Central Sub-branch,the People's Bank of China)
出处
《金融发展评论》
2019年第6期33-40,共8页
Financial Development Review
