The conventional data envelopment analysis （DEA） measures the relative efficiencies of a set of decision making units with exact values of inputs and outputs. In real-world prob- lems, however, inputs and outputs ty...The conventional data envelopment analysis （DEA） measures the relative efficiencies of a set of decision making units with exact values of inputs and outputs. In real-world prob- lems, however, inputs and outputs typically have some levels of fuzziness. To analyze a decision making unit （DMU） with fuzzy input/output data, previous studies provided the fuzzy DEA model and proposed an associated evaluating approach. Nonetheless, numerous deficiencies must still be improved, including the α- cut approaches, types of fuzzy numbers, and ranking techniques. Moreover, a fuzzy sample DMU still cannot be evaluated for the Fuzzy DEA model. Therefore, this paper proposes a fuzzy DEA model based on sample decision making unit （FSDEA）. Five eval- uation approaches and the related algorithm and ranking methods are provided to test the fuzzy sample DMU of the FSDEA model. A numerical experiment is used to demonstrate and compare the results with those obtained using alternative approaches.展开更多
The application of data envelopment analysis （DEA） as a multiple criteria decision making （MCDM） technique has been gaining more and more attention in recent research. In the practice of applying DEA approach, the...The application of data envelopment analysis （DEA） as a multiple criteria decision making （MCDM） technique has been gaining more and more attention in recent research. In the practice of applying DEA approach, the appearance of uncertainties on input and output data of decision making unit （DMU） might make the nominal solution infeasible and lead to the efficiency scores meaningless from practical view. This paper analyzes the impact of data uncertainty on the evaluation results of DEA, and proposes several robust DEA models based on the adaptation of recently developed robust optimization approaches, which would be immune against input and output data uncertainties. The robust DEA models developed are based on input-oriented and outputoriented CCR model, respectively, when the uncertainties appear in output data and input data separately. Furthermore, the robust DEA models could deal with random symmetric uncertainty and unknown-but-bounded uncertainty, in both of which the distributions of the random data entries are permitted to be unknown. The robust DEA models are implemented in a numerical example and the efficiency scores and rankings of these models are compared. The results indicate that the robust DEA approach could be a more reliable method for efficiency evaluation and ranking in MCDM problems.展开更多
Traditional data envelopment analysis（DEA） theory assumes that decision variables are regarded as inputs or outputs,and no variable can play the roles of both an input and an output at the same time.In fact,there ex...Traditional data envelopment analysis（DEA） theory assumes that decision variables are regarded as inputs or outputs,and no variable can play the roles of both an input and an output at the same time.In fact,there exist some variables that work as inputs and outputs simultaneously and are called dual-role variables.Traditional DEA models cannot be used to appraise the performance of decision making units containing dual-role variables.The paper analyzes the structure and properties of the production systems comprising dual-role variables,and proposes a DEA model integrating dual-role variables.Finally the proposed model is illustrated to evaluate the efficiency of university departments.展开更多
The present study focused on analyzing the technical efficiency office farms in southwest of Niger. The data from January to March 2015 survey of 148 ms in three districts of south-western of Niger were analyzed by us...The present study focused on analyzing the technical efficiency office farms in southwest of Niger. The data from January to March 2015 survey of 148 ms in three districts of south-western of Niger were analyzed by using DEA-Tobit two-step method. In the f＇ust step, data envelopment analysis （DEA） was applied to estimate technical, pure technical and scale efficiency. In the second step, Tobit regression was used to identify factors affecting technical efficiency. The results showed that rice producers in southwest of Niger could reduce their inputs by 52% and still produce the same level of rice output. The Tobit regression showed that factors, such as farm size, experience in rice farming, membership of cooperative, main occupation and land ownership had a direct impact on technical efficiency.展开更多
This paper expresses the efficient outputs of decisionmaking unit（DMU） as the sum of ＂average outputs＂ forecasted by a GM（1,N） model and ＂increased outputs＂ which reflect the difficulty to realize efficient ou...This paper expresses the efficient outputs of decisionmaking unit（DMU） as the sum of ＂average outputs＂ forecasted by a GM（1,N） model and ＂increased outputs＂ which reflect the difficulty to realize efficient outputs.The increased outputs are solved by linear programming using data envelopment analysis efficiency theories,wherein a new sample is introduced whose inputs are equal to the budget in the issue No.n ＋ 1 and outputs are forecasted by the GM（1,N） model.The shortcoming in the existing methods that the forecasted efficient outputs may be less than the possible actual outputs according to developing trends of input-output rate in the periods of pre-n is overcome.The new prediction method provides decision-makers with more decisionmaking information,and the initial conditions are easy to be given.展开更多
The cross-efficiency evaluation method is reviewed which is developed as a data envelopment analysis （DEA） extensive tool. The cross-efficiency evaluation method is utilized to identify the decision making unit （DM...The cross-efficiency evaluation method is reviewed which is developed as a data envelopment analysis （DEA） extensive tool. The cross-efficiency evaluation method is utilized to identify the decision making unit （DMU） with the best practice and to rank the DMUs by their respective cross-efficiency scores. The main drawbacks of the cross-efficiency evaluation method when the ultimate average cross-efficiency scores are used to evalu- ate and rank the DMUs are also pointed out. With the research gap, an improved technique for order preference by similarity to ideal solution （TOPSIS） is introduced to rank the crossfficiency by eliminating the average assumption. Finally, an empirical example is illustrated to examine the validity of the proposed method.展开更多
The paper studies the non-zero slacks in data envelopment analysis. A procedure is developed for the treatment of non-zero slacks. DEA projections can be done just in one step.
基金supported by the National Natural Science Foundation of China (70961005)211 Project for Postgraduate Student Program of Inner Mongolia University+1 种基金National Natural Science Foundation of Inner Mongolia (2010Zd342011MS1002)
文摘The conventional data envelopment analysis （DEA） measures the relative efficiencies of a set of decision making units with exact values of inputs and outputs. In real-world prob- lems, however, inputs and outputs typically have some levels of fuzziness. To analyze a decision making unit （DMU） with fuzzy input/output data, previous studies provided the fuzzy DEA model and proposed an associated evaluating approach. Nonetheless, numerous deficiencies must still be improved, including the α- cut approaches, types of fuzzy numbers, and ranking techniques. Moreover, a fuzzy sample DMU still cannot be evaluated for the Fuzzy DEA model. Therefore, this paper proposes a fuzzy DEA model based on sample decision making unit （FSDEA）. Five eval- uation approaches and the related algorithm and ranking methods are provided to test the fuzzy sample DMU of the FSDEA model. A numerical experiment is used to demonstrate and compare the results with those obtained using alternative approaches.
文摘The application of data envelopment analysis （DEA） as a multiple criteria decision making （MCDM） technique has been gaining more and more attention in recent research. In the practice of applying DEA approach, the appearance of uncertainties on input and output data of decision making unit （DMU） might make the nominal solution infeasible and lead to the efficiency scores meaningless from practical view. This paper analyzes the impact of data uncertainty on the evaluation results of DEA, and proposes several robust DEA models based on the adaptation of recently developed robust optimization approaches, which would be immune against input and output data uncertainties. The robust DEA models developed are based on input-oriented and outputoriented CCR model, respectively, when the uncertainties appear in output data and input data separately. Furthermore, the robust DEA models could deal with random symmetric uncertainty and unknown-but-bounded uncertainty, in both of which the distributions of the random data entries are permitted to be unknown. The robust DEA models are implemented in a numerical example and the efficiency scores and rankings of these models are compared. The results indicate that the robust DEA approach could be a more reliable method for efficiency evaluation and ranking in MCDM problems.
基金supported by the National Natural Science Foundation of China (7082100170801056)
文摘Traditional data envelopment analysis（DEA） theory assumes that decision variables are regarded as inputs or outputs,and no variable can play the roles of both an input and an output at the same time.In fact,there exist some variables that work as inputs and outputs simultaneously and are called dual-role variables.Traditional DEA models cannot be used to appraise the performance of decision making units containing dual-role variables.The paper analyzes the structure and properties of the production systems comprising dual-role variables,and proposes a DEA model integrating dual-role variables.Finally the proposed model is illustrated to evaluate the efficiency of university departments.
文摘The present study focused on analyzing the technical efficiency office farms in southwest of Niger. The data from January to March 2015 survey of 148 ms in three districts of south-western of Niger were analyzed by using DEA-Tobit two-step method. In the f＇ust step, data envelopment analysis （DEA） was applied to estimate technical, pure technical and scale efficiency. In the second step, Tobit regression was used to identify factors affecting technical efficiency. The results showed that rice producers in southwest of Niger could reduce their inputs by 52% and still produce the same level of rice output. The Tobit regression showed that factors, such as farm size, experience in rice farming, membership of cooperative, main occupation and land ownership had a direct impact on technical efficiency.
基金supported by the Research Start Funds for Introducing High-level Talents of North China University of Water Resources and Electric Power
文摘This paper expresses the efficient outputs of decisionmaking unit（DMU） as the sum of ＂average outputs＂ forecasted by a GM（1,N） model and ＂increased outputs＂ which reflect the difficulty to realize efficient outputs.The increased outputs are solved by linear programming using data envelopment analysis efficiency theories,wherein a new sample is introduced whose inputs are equal to the budget in the issue No.n ＋ 1 and outputs are forecasted by the GM（1,N） model.The shortcoming in the existing methods that the forecasted efficient outputs may be less than the possible actual outputs according to developing trends of input-output rate in the periods of pre-n is overcome.The new prediction method provides decision-makers with more decisionmaking information,and the initial conditions are easy to be given.
基金supported by the National Natural Science Foundation of China for Innovative Research Groups(70821001),the National Natural Science Foundation of China(70901069)the Special Fund for the Gainers of Excellent Ph.D.'s Dissertations and Dean's Scholarships of Chinese Academy of Sciences,the Research Fund for the Doctoral Program of Higher Education of China for New Teachers(20093402120013)+1 种基金the Research Fund for the Excellent Youth Scholars of Higher School of Anhui Province of China(2010SQRW001ZD)the Social Science Research Fund for Higher School of Anhui Province of China
文摘The cross-efficiency evaluation method is reviewed which is developed as a data envelopment analysis （DEA） extensive tool. The cross-efficiency evaluation method is utilized to identify the decision making unit （DMU） with the best practice and to rank the DMUs by their respective cross-efficiency scores. The main drawbacks of the cross-efficiency evaluation method when the ultimate average cross-efficiency scores are used to evalu- ate and rank the DMUs are also pointed out. With the research gap, an improved technique for order preference by similarity to ideal solution （TOPSIS） is introduced to rank the crossfficiency by eliminating the average assumption. Finally, an empirical example is illustrated to examine the validity of the proposed method.
文摘The paper studies the non-zero slacks in data envelopment analysis. A procedure is developed for the treatment of non-zero slacks. DEA projections can be done just in one step.
