In this paper,the spectral efficiency(SE)of an uplink hardware-constrained cell-free massive multi-input multi-output(MIMO)system with maximal ratio combining(MRC)receiver filters in the context of superimposed pilots...In this paper,the spectral efficiency(SE)of an uplink hardware-constrained cell-free massive multi-input multi-output(MIMO)system with maximal ratio combining(MRC)receiver filters in the context of superimposed pilots(SPs)is investigated.Tractable closed-form SE expressions for the considered system are derived,which share us with opportunities to explore the impacts of the hardware quality coefficient,the length of coherence interval,and the power balance factor between pilot and data signals.Numerical results indicate that the achievable SE deteriorates as the hardware quality decreases and is more susceptible to the hardware impairments at the user equipments(UEs).Besides,we observe that SPs outperform regular pilots(RPs)in terms of SE and this performance gain is heavily dependent on the values of power balance factor and coherence interval.However,the superiorities of SPs over RPs have vanished when severe hardware imperfections are considered.展开更多
Based on the Overlapped Multiplexing Principle[12],a frequency domain OVFDM(Overlapped Frequency Domain Multiplexing) Coding is proposed.By the data weighted shift overlapped version of any band-limited Multiplexing T...Based on the Overlapped Multiplexing Principle[12],a frequency domain OVFDM(Overlapped Frequency Domain Multiplexing) Coding is proposed.By the data weighted shift overlapped version of any band-limited Multiplexing Transfer Function H(f) the coding gain and spectral efficiency are both achieved.The heavier the overlap of the data weighted Multiplexing Transfer Function H(f),the higher the coding gain and spectral efficiency as well as the closer the output to the optimum complex Gaussian distribution.The bit error probability performance is estimated.The time domain OVTDM(Overlapped Time Domain Multiplexing) Coding,the dual of OVFDM in time domain is incidentally proposed as well.Both theoretical analysis and testified simulations show that OVFDM(OVTDM) is suitable for high spectral efficiency application and its spectral efficiency is only roughly linear to SNR rather than the well-known logarithm to SNR.展开更多
This paper studies the capacity issues of a wireless communication system that implements single channel full duplex(SCFD) communication at the base station(BS), thereby the mobile stations share the channel via time ...This paper studies the capacity issues of a wireless communication system that implements single channel full duplex(SCFD) communication at the base station(BS), thereby the mobile stations share the channel via time division duplex(TDD). The system makes use of the same setup as has been used in previous studies of SCFD, but unlike these previous systems, the new system uses water-filling to maximize the spectral efficiency of the uplink channel. The concept of a free window is introduced to the duplex model for measuring, intuitively, the effective bandwidth of the bi-directional communication. The capacity gain is calculated and numerical results show the advantage of the proposed system over that of conventional TDD.展开更多
This paper develops a general and tractable framework for the finite-sized downlink terahertz(THz)network.Specifically,the molecular absorption loss,receiver locations,directional antennas,and dynamic blockage are tak...This paper develops a general and tractable framework for the finite-sized downlink terahertz(THz)network.Specifically,the molecular absorption loss,receiver locations,directional antennas,and dynamic blockage are taken into account.Using the tools from stochastic geometry,the exact expressions of the blind probability,signal-to-interference-plus-noise ratio(SINR)coverage probability,and area spectral efficiency(ASE)for the reference receivers and random receivers are derived.The upper bounds of the SINR coverage probability are also obtained by using the generalized dominant interferers approach.Numerical results validate the accuracy of our theoretical analysis and suggest that two or more dominant interferers are required to provide sufficiently tight approximations for the SINR coverage probability.We also show that densifying the finite terahertz networks over a certain density threshold will degrade the coverage probability while the ASE keeps increasing.Moreover,deploying more obstructions appropriately in ultra-dense THz networks will benefit both the coverage probability and ASE.展开更多
This paper gives an overview of the generation and transmission of 450 Gb/s wavelengthdivision multiplexed （WDM） channels over the standard 50 GHz ITU grid at a net spectral efficiency （SE） of 8.4 b/s/Hz. The use ...This paper gives an overview of the generation and transmission of 450 Gb/s wavelengthdivision multiplexed （WDM） channels over the standard 50 GHz ITU grid at a net spectral efficiency （SE） of 8.4 b/s/Hz. The use of nearly ideal Nyquist pulse shaping, spectrallyefficient highorder modulation format, distributed Raman amplification, distributed compensation of RADM filtering effects, coherent equalization, and highcoding gain forward error correction （FEC） code may enable future 400G systems to operate over the standard 50 GFIz grid optical network.展开更多
Complex-valued double-sideband direct detection(DD)can reconstruct the optical field and achieve a high electrical spectral efficiency(ESE)comparable to that of a coherent homodyne receiver,and DD does not require a c...Complex-valued double-sideband direct detection(DD)can reconstruct the optical field and achieve a high electrical spectral efficiency(ESE)comparable to that of a coherent homodyne receiver,and DD does not require a costly local oscillator laser.However,a fundamental question remains if there is an optimal DD receiver structure with the simplest design to approach the performance of the coherent homodyne detection.This study derives the optimal DD receiver structure with an optimal transfer function to recover a quadrature amplitude modulation(QAM)signal with a near-zero guard band at the central frequency of the signal.We derive the theoretical ESE limit for various detection schemes by invoking Shannon’s formula.Our proposed scheme is closest to coherent homodyne detection in terms of the theoretical ESE limit.By leveraging a WaveShaper to construct the optimal transfer function,we conduct a proof-of-concept experiment to transmit a net 228.85-Gb/s 64-QAM signal over an 80-km single-mode fiber with a net ESE of 8.76 b/s/Hz.To the best of our knowledge,this study reports the highest net ESE per polarization per wavelength for DD transmission beyond 40-km single-mode fiber.For a comprehensive metric,denoted as 2ESE×Reach,we achieve the highest 2ESE×Reach per polarization per wavelength for DD transmission.展开更多
Not only high spectral efficiency(SE)but also high energy efficiency(EE)are required for future wireless communication systems.Radio orbital angular momentum(OAM)provides a new perspective of mode multiplexing to impr...Not only high spectral efficiency(SE)but also high energy efficiency(EE)are required for future wireless communication systems.Radio orbital angular momentum(OAM)provides a new perspective of mode multiplexing to improve SE.However,there are few studies on the EE performance of OAM mode multiplexing.In this paper,we investigate the SE and EE of a misaligned uniform concentric circle array(UCCA)-based multi-carrier multimode OAM and multiple-input multiple-output(MCMM-OAM-MIMO)system in the line-ofsight(LoS)channel,in which two transceiver architectures implemented by radio frequency(RF)analog synthesis and baseband digital synthesis are considered.The distance and angle of arrival(AoA)estimation are utilized for channel estimation and signal detection,whose training overhead is much less than that of traditional MIMO systems.Simulation results validate that the UCCA-based MCMM-OAM-MIMO system is superior to conventional MIMOOFDM system in the EE and SE performances.展开更多
This paper studies the achievable spectral efficiency(SE)of downlink multiuser multiple-input-multiple-output(MIMO)system,where the base station(BS)is deployed an arbitrary finite antenna number and communicates simul...This paper studies the achievable spectral efficiency(SE)of downlink multiuser multiple-input-multiple-output(MIMO)system,where the base station(BS)is deployed an arbitrary finite antenna number and communicates simultaneously with many users. We assume that the BS has accurate channel state information(CSI)and adopt maximum ratio transmission(MRT)precoding. An accurate analytical result for the achievable SE is obtained. Based on the analytical result on the achievable SE,we further study the achievable energy efficiency(EE)of multiuser MIMO system by considering an energy consumption model. Results indicate that the increasing number of BS antennas can boost the achievable SE of system,whilst the achievable SE tends to a saturated rate in the high signal-tonoise ratios(SNR)regime. Furthermore,an important conclusion is that the increasing number of users is beneficial for the achievable EE and there is an optimal antenna number to maximize the EE of system.展开更多
Nyquist wavelength-division multiplexing （N-WDM） allows high spectral efficiency （SE） in long-haul transmission systems. Compared to polarization-division multiplexing quadrature phase-shift keying （PDM-QPSK）, m...Nyquist wavelength-division multiplexing （N-WDM） allows high spectral efficiency （SE） in long-haul transmission systems. Compared to polarization-division multiplexing quadrature phase-shift keying （PDM-QPSK）, multilevel modulation, such as PDM 16 quadrature-amplitude modulation （16-QAM）, is much more sensitive to intrachannel noise and interchannel linear crosstalk caused by N-WDM. We experimentally generate and transmit a 6 x 128 Gbit/s N-WDM PDM 16-QAM signal over 1200 km single-mode fiber （SMF）-28 with amplification provided by an erbium-doped fiber amplifier （EDFA） only. The net SE is 7.47 bit/s/Hz, which to the best of our knowledge is the highest SE for a signal with a bit rate beyond 100 Gbit/s using the PDM 16-QAM. Such SE was achieved by DSP pre-equalization of transmitter-side impairments and DSP post-equalization of channel and receiver-side impairments. Nyquist-band can be used in pre-equalization to enhance the tolerance of PDM 16-QAM to aggressive spectral shaping. The bit-error ratio （BER） for each of the 6 channels is smaller than the forward error correction （FEC） limit of 3.8 × 10-3 after 1200 km SMF-28 transmission.展开更多
In this paper,we optimize the spectrum efficiency(SE)of uplink massive multiple-input multiple-output(MIMO)system with imperfect channel state information(CSI)over Rayleigh fading channel.The SE optimization problem i...In this paper,we optimize the spectrum efficiency(SE)of uplink massive multiple-input multiple-output(MIMO)system with imperfect channel state information(CSI)over Rayleigh fading channel.The SE optimization problem is formulated under the constraints of maximum power and minimum rate of each user.Then,we develop a near-optimal power allocation(PA)scheme by using the successive convex approximation(SCA)method,Lagrange multiplier method,and block coordinate descent(BCD)method,and it can obtain almost the same SE as the benchmark scheme with lower complexity.Since this scheme needs three-layer iteration,a suboptimal PA scheme is developed to further reduce the complexity,where the characteristic of massive MIMO(i.e.,numerous receive antennas)is utilized for convex reformulation,and the rate constraint is converted to linear constraints.This suboptimal scheme only needs single-layer iteration,thus has lower complexity than the near-optimal scheme.Finally,we joint design the pilot power and data power to further improve the performance,and propose an two-stage algorithm to obtain joint PA.Simulation results verify the effectiveness of the proposed schemes,and superior SE performance is achieved.展开更多
Faster-than-Nyquist(FTN)signaling is a potential scheme for the sixth generation(6G)communication system to improve the spectral efficiency(SE).In this paper,we propose a joint optimization algorithm of precoding and ...Faster-than-Nyquist(FTN)signaling is a potential scheme for the sixth generation(6G)communication system to improve the spectral efficiency(SE).In this paper,we propose a joint optimization algorithm of precoding and constellation shaping for FTN signaling,which is based on simulated optimization via the bare bones particle swarm optimization(BBPSO).The information-theoretical analysis and simulated error performance show that the proposed method is efficient,which can get a significant improvement in terms of average mutual information(AMI)and bit error rate(BER)performance.The simulated BER results verify the theoretical AMI analysis.Compared with the conventional regular 16QAM FTN scheme,when BER is at 10-5,the joint optimized scheme can obtain 0.50 dB and 0.60 dB performance gain with SE at 3.077 bits/s/Hz and 3.282 bits/s/Hz,respectively.Therefore,the proposed scheme is reliable,and thus suitable for the 6G communication.展开更多
Network-assisted full duplex(NAFD)cellfree(CF)massive MIMO has drawn increasing attention in 6G evolvement.In this paper,we build an NAFD CF system in which the users and access points(APs)can flexibly select their du...Network-assisted full duplex(NAFD)cellfree(CF)massive MIMO has drawn increasing attention in 6G evolvement.In this paper,we build an NAFD CF system in which the users and access points(APs)can flexibly select their duplex modes to increase the link spectral efficiency.Then we formulate a joint flexible duplexing and power allocation problem to balance the user fairness and system spectral efficiency.We further transform the problem into a probability optimization to accommodate the shortterm communications.In contrast with the instant performance optimization,the probability optimization belongs to a sequential decision making problem,and thus we reformulate it as a Markov Decision Process(MDP).We utilizes deep reinforcement learning(DRL)algorithm to search the solution from a large state-action space,and propose an asynchronous advantage actor-critic(A3C)-based scheme to reduce the chance of converging to the suboptimal policy.Simulation results demonstrate that the A3C-based scheme is superior to the baseline schemes in term of the complexity,accumulated log spectral efficiency,and stability.展开更多
Cognitive Internet of Vehicles(CIoV)can improve spectrum utilization by accessing the spectrum licensed to primary user(PU)under the premise of not disturbing the PU’s transmissions.However,the traditional static spe...Cognitive Internet of Vehicles(CIoV)can improve spectrum utilization by accessing the spectrum licensed to primary user(PU)under the premise of not disturbing the PU’s transmissions.However,the traditional static spectrum access makes the CIoV unable to adapt to the various spectrum environments.In this paper,a reinforcement learning based dynamic spectrum access scheme is proposed to improve the transmission performance of the CIoV in the licensed spectrum,and avoid causing harmful interference to the PU.The frame structure of the CIoV is separated into sensing period and access period,whereby the CIoV can optimize the transmission parameters in the access period according to the spectrum decisions in the sensing period.Considering both detection probability and false alarm probability,a Q-learning based spectrum access algorithm is proposed for the CIoV to intelligently select the optimal channel,bandwidth and transmit power under the dynamic spectrum states and various spectrum sensing performance.The simulations have shown that compared with the traditional non-learning spectrum access algorithm,the proposed Q-learning algorithm can effectively improve the spectral efficiency and throughput of the CIoV as well as decrease the interference power to the PU.展开更多
The performance of uplink distributed massive multiple-input multiple-output(MIMO)systems with crosslayer design(CLD) is investigated over Rayleigh fading channel, which combines the discrete rate adaptive modulation ...The performance of uplink distributed massive multiple-input multiple-output(MIMO)systems with crosslayer design(CLD) is investigated over Rayleigh fading channel, which combines the discrete rate adaptive modulation with truncated automatic repeat request. By means of the performance analysis, the closed-form expressions of average packet error rate(APER)and overall average spectral efficiency(ASE)of distributed massive MIMO systems with CLD are derived based on the conditional probability density function of each user’s approximate effective signal-to-noise ratio(SNR)and the switching thresholds under the target packet loss rate(PLR)constraint.With these results,using the approximation of complementary error functions,the approximate APER and overall ASE are also deduced. Simulation results illustrate that the obtained theoretical ASE and APER can match the corresponding simulations well. Besides,the target PLR requirement is satisfied,and the distributed massive MIMO systems offer an obvious performance gain over the co-located massive MIMO systems.展开更多
It is extensively approved that Channel State Information(CSI) plays an important role for synergetic transmission and interference management. However, pilot overhead to obtain CSI with enough precision is a signific...It is extensively approved that Channel State Information(CSI) plays an important role for synergetic transmission and interference management. However, pilot overhead to obtain CSI with enough precision is a significant issue for wireless communication networks with massive antennas and ultra-dense cell. This paper proposes a learning- based channel model, which can estimate, refine, and manage CSI for a synergetic transmission system. It decomposes the channel impulse response into multiple paths, and uses a learning-based algorithm to estimate paths' parameters without notable degradation caused by sparse pilots. Both indoor measurement and outdoor measurement are conducted to verify the feasibility of the proposed channel model preliminarily.展开更多
With the increasing maritime activities,a great demand of wide-area maritime digital data services is needed.Therefore,Narrowband Internet of Things(NB-IoT)that can provide wide coverage has been expected as an applic...With the increasing maritime activities,a great demand of wide-area maritime digital data services is needed.Therefore,Narrowband Internet of Things(NB-IoT)that can provide wide coverage has been expected as an application for maritime communication networks(MCNS).In this paper,we aim to enhance the spectral efficiency in NB-IoT by reducing the cyclic prefix(CP)overhead in random access signal without causing interference.The key point of the proposed scheme is the symbols transmitted for multiple times repeatedly in NB-IoT.Specifically,all CP are removed and multi-path fading effect is eliminated by using a repeated symbol to cover the disturbed symbol to construct a circular convolution structure of the channel with the same effect as adding CP.In addition,a single-tap equalization is still appropriate.To validate the effectiveness of the proposed scheme,simulation results are carried out with respect to the bit error ratio(BER).展开更多
In the current multi-carrier communications,Orthogonal Frequency Division Multiplexing(OFDM)is widely considered as a leading technology.For mobile applications,however,the orthogonality between subcarriers is deterio...In the current multi-carrier communications,Orthogonal Frequency Division Multiplexing(OFDM)is widely considered as a leading technology.For mobile applications,however,the orthogonality between subcarriers is deteriorated by Doppler frequency shift,which will introduce serious subcarrier phase rotation in the received signals and degrade the system performance.Thus,a method of differential grouping weighted symmetry data-conjugate(DWSCC)have been previously presented to obtain a better inter-carrier interference(ICI)suppressing effect and Bit Error Rate(BER)performance with no loss of spectral efficiency.In this paper,a novel scheme applying a completely different method of subcarrier interactive mapping is put forward.By mapping two different symbols which are both conjugated or multiplied by a complex weighting factor onto a pair of symmetric subcarriers,the presented scheme can greatly reduce the influence of subcarriers phase rotation caused by Doppler frequency shift in highly mobile environments.Analysis and simulation results indicate that comparing with the DWSCC method,our formulated scheme can not only maintain the spectrum utilization with no loss,but also have the advantages of an improvement on reduction effect and BER performance as well as a lower computational complexity in highly mobile environments.展开更多
While operators have started deploying fourth generation(4G) wireless communication systems,which could provide up to1 Gbps downlink peak data rate,the improved system capacity is still insufficient to meet the drasti...While operators have started deploying fourth generation(4G) wireless communication systems,which could provide up to1 Gbps downlink peak data rate,the improved system capacity is still insufficient to meet the drastically increasing demand of mobile users over the next decade.The main causes of the above-mentioned phenomenon include the following two aspects:1) the growth rate of the network capacity is far below that of user's demand,and 2) the relatively deterministic wireless access network(WAN) architecture in the existing systems cannot accommodate the prominent increase of mobile traffic with space-time domain dynamics.In order to address the above-mentioned challenges,we investigate the time-spatial consistency architecture for the future WAN,whilst emphasizing the critical roles of some spectral-efficient techniques such as Massive multiple-input multiple-output(MIMO),full-duplex(FD)operation and heterogeneous networks(HetNets).Furthermore,the energy efficiency(EE)of the HetNets under the proposed architecture is also evaluated,showing that the proposed user-selected uplink power control algorithm outperforms the traditional stochastic-scheduling strategy in terms of both capacity and EE in a two-tier HetNet.The other critical issues,including the tidal effect,the temporal failure owing to the instantaneously increased traffic,and the network wide load-balancing problem,etc.,are also anticipated to be addressed in the proposed architecture.(Abstract)展开更多
A largescale antenna system （LSAS） with digital beamforming is expected to significantly increase energy efficiency （EE） and spectral efficiency （SE） in a wireless communication system. However, there are many c...A largescale antenna system （LSAS） with digital beamforming is expected to significantly increase energy efficiency （EE） and spectral efficiency （SE） in a wireless communication system. However, there are many challenging issues related to calibration, energy consumption, and cost in implementing a digital beamforming structure in an LSAS. In a practical LSAS deployment, hybrid digitalanalog beamforming structures with active antennas can be used. In this paper, we investigate the optimal antenna configuration in an N ＆#215; M beamforming structure, where N is the number of transceivers, M is the number of active antennas per transceiver, where analog beamforming is introduced for individual transceivers and digital beamforming is introduced across all N transceivers. We analyze the green point, which is the point of maximum EE on the EESE curve, and show that the logscale EE scales linearly with SE along a slope of lg2/N. We investigate the effect of M on EE for a given SE value in the case of fixed NM and independent N and M. In both cases, there is a unique optimal M that results in optimal EE. In the case of independent N and M, there is no optimal （N, M） combination for optimizing EE. The results of numerical simulations are provided, and these results support our analysis.展开更多
Optical transmission technologies have gone through several generations of development.Spectral efficiency has significant ly improved,and industry has begun to search for an answer to a basic question：What are the f...Optical transmission technologies have gone through several generations of development.Spectral efficiency has significant ly improved,and industry has begun to search for an answer to a basic question：What are the fundamental linear and nonlin ear signal channel limitations of the Shannon theory when there is no compensation in an optical fiber transmission system？Next-generation technologies should exceed the 100G transmis sion capability of coherent systems in order to approach the Shannon limit.Spectral efficiency first needs to be improved be fore overall transmission capability can be improved.The means to improve spectral efficiency include more complex modulation formats and channel encoding/decoding algorithms,prefiltering with multisymbol detection,optical OFDM and Ny quist WDM multicarrier technologies,and nonlinearity compen sation.With further optimization,these technologies will most likely be incorporated into beyond-100G optical transport sys tems to meet bandwidth demand.展开更多
基金This work was supported in part by the National Natural Science Foundation of China under Grants 62071246,61771252,61861039,and 61427801in part by the National Key Research and Development Program of China under Grants 2020YFB1806608 and 2018YFC1314903+2 种基金in part by the Jiangsu Province Special Fund Project for Transformation of Scientific and Technological Achievements under Grant BA2019058in part by the Major Natural Science Research Project of Jiangsu Higher Education Institutions under Grant 18KJA510005in part by the Postgraduate Research&Practice Innovation Program of Jiangsu Province under Grants SJKY190740 and KYCX200709.
文摘In this paper,the spectral efficiency(SE)of an uplink hardware-constrained cell-free massive multi-input multi-output(MIMO)system with maximal ratio combining(MRC)receiver filters in the context of superimposed pilots(SPs)is investigated.Tractable closed-form SE expressions for the considered system are derived,which share us with opportunities to explore the impacts of the hardware quality coefficient,the length of coherence interval,and the power balance factor between pilot and data signals.Numerical results indicate that the achievable SE deteriorates as the hardware quality decreases and is more susceptible to the hardware impairments at the user equipments(UEs).Besides,we observe that SPs outperform regular pilots(RPs)in terms of SE and this performance gain is heavily dependent on the values of power balance factor and coherence interval.However,the superiorities of SPs over RPs have vanished when severe hardware imperfections are considered.
基金The NNSF(National Nature Science Foundation)of China for their continuously long term support by key projects
文摘Based on the Overlapped Multiplexing Principle[12],a frequency domain OVFDM(Overlapped Frequency Domain Multiplexing) Coding is proposed.By the data weighted shift overlapped version of any band-limited Multiplexing Transfer Function H(f) the coding gain and spectral efficiency are both achieved.The heavier the overlap of the data weighted Multiplexing Transfer Function H(f),the higher the coding gain and spectral efficiency as well as the closer the output to the optimum complex Gaussian distribution.The bit error probability performance is estimated.The time domain OVTDM(Overlapped Time Domain Multiplexing) Coding,the dual of OVFDM in time domain is incidentally proposed as well.Both theoretical analysis and testified simulations show that OVFDM(OVTDM) is suitable for high spectral efficiency application and its spectral efficiency is only roughly linear to SNR rather than the well-known logarithm to SNR.
基金supported by the HongKong, Macao and Taiwan Science & Technology Cooperation Program of China (Grant no. 2015DFT10170)the Beijing Higher Education Young Elite Teacher Project
文摘This paper studies the capacity issues of a wireless communication system that implements single channel full duplex(SCFD) communication at the base station(BS), thereby the mobile stations share the channel via time division duplex(TDD). The system makes use of the same setup as has been used in previous studies of SCFD, but unlike these previous systems, the new system uses water-filling to maximize the spectral efficiency of the uplink channel. The concept of a free window is introduced to the duplex model for measuring, intuitively, the effective bandwidth of the bi-directional communication. The capacity gain is calculated and numerical results show the advantage of the proposed system over that of conventional TDD.
基金National Natural Science Foundation of China(No.61771054).
文摘This paper develops a general and tractable framework for the finite-sized downlink terahertz(THz)network.Specifically,the molecular absorption loss,receiver locations,directional antennas,and dynamic blockage are taken into account.Using the tools from stochastic geometry,the exact expressions of the blind probability,signal-to-interference-plus-noise ratio(SINR)coverage probability,and area spectral efficiency(ASE)for the reference receivers and random receivers are derived.The upper bounds of the SINR coverage probability are also obtained by using the generalized dominant interferers approach.Numerical results validate the accuracy of our theoretical analysis and suggest that two or more dominant interferers are required to provide sufficiently tight approximations for the SINR coverage probability.We also show that densifying the finite terahertz networks over a certain density threshold will degrade the coverage probability while the ASE keeps increasing.Moreover,deploying more obstructions appropriately in ultra-dense THz networks will benefit both the coverage probability and ASE.
文摘This paper gives an overview of the generation and transmission of 450 Gb/s wavelengthdivision multiplexed （WDM） channels over the standard 50 GHz ITU grid at a net spectral efficiency （SE） of 8.4 b/s/Hz. The use of nearly ideal Nyquist pulse shaping, spectrallyefficient highorder modulation format, distributed Raman amplification, distributed compensation of RADM filtering effects, coherent equalization, and highcoding gain forward error correction （FEC） code may enable future 400G systems to operate over the standard 50 GFIz grid optical network.
基金supported by the National Natural Science Foundation of China(62341508).
文摘Complex-valued double-sideband direct detection(DD)can reconstruct the optical field and achieve a high electrical spectral efficiency(ESE)comparable to that of a coherent homodyne receiver,and DD does not require a costly local oscillator laser.However,a fundamental question remains if there is an optimal DD receiver structure with the simplest design to approach the performance of the coherent homodyne detection.This study derives the optimal DD receiver structure with an optimal transfer function to recover a quadrature amplitude modulation(QAM)signal with a near-zero guard band at the central frequency of the signal.We derive the theoretical ESE limit for various detection schemes by invoking Shannon’s formula.Our proposed scheme is closest to coherent homodyne detection in terms of the theoretical ESE limit.By leveraging a WaveShaper to construct the optimal transfer function,we conduct a proof-of-concept experiment to transmit a net 228.85-Gb/s 64-QAM signal over an 80-km single-mode fiber with a net ESE of 8.76 b/s/Hz.To the best of our knowledge,this study reports the highest net ESE per polarization per wavelength for DD transmission beyond 40-km single-mode fiber.For a comprehensive metric,denoted as 2ESE×Reach,we achieve the highest 2ESE×Reach per polarization per wavelength for DD transmission.
基金supported in part by the Fundamental Research Funds for the Central Universitiesthe Innovation Fund of Xidian University。
文摘Not only high spectral efficiency(SE)but also high energy efficiency(EE)are required for future wireless communication systems.Radio orbital angular momentum(OAM)provides a new perspective of mode multiplexing to improve SE.However,there are few studies on the EE performance of OAM mode multiplexing.In this paper,we investigate the SE and EE of a misaligned uniform concentric circle array(UCCA)-based multi-carrier multimode OAM and multiple-input multiple-output(MCMM-OAM-MIMO)system in the line-ofsight(LoS)channel,in which two transceiver architectures implemented by radio frequency(RF)analog synthesis and baseband digital synthesis are considered.The distance and angle of arrival(AoA)estimation are utilized for channel estimation and signal detection,whose training overhead is much less than that of traditional MIMO systems.Simulation results validate that the UCCA-based MCMM-OAM-MIMO system is superior to conventional MIMOOFDM system in the EE and SE performances.
基金supported by the National Natural Science Foundation of China under Grants 61531011 and 61450110445the International Science and Technology Cooperation Program of China under Grant 2014DFT10300 and China Scholarship Council
文摘This paper studies the achievable spectral efficiency(SE)of downlink multiuser multiple-input-multiple-output(MIMO)system,where the base station(BS)is deployed an arbitrary finite antenna number and communicates simultaneously with many users. We assume that the BS has accurate channel state information(CSI)and adopt maximum ratio transmission(MRT)precoding. An accurate analytical result for the achievable SE is obtained. Based on the analytical result on the achievable SE,we further study the achievable energy efficiency(EE)of multiuser MIMO system by considering an energy consumption model. Results indicate that the increasing number of BS antennas can boost the achievable SE of system,whilst the achievable SE tends to a saturated rate in the high signal-tonoise ratios(SNR)regime. Furthermore,an important conclusion is that the increasing number of users is beneficial for the achievable EE and there is an optimal antenna number to maximize the EE of system.
文摘Nyquist wavelength-division multiplexing （N-WDM） allows high spectral efficiency （SE） in long-haul transmission systems. Compared to polarization-division multiplexing quadrature phase-shift keying （PDM-QPSK）, multilevel modulation, such as PDM 16 quadrature-amplitude modulation （16-QAM）, is much more sensitive to intrachannel noise and interchannel linear crosstalk caused by N-WDM. We experimentally generate and transmit a 6 x 128 Gbit/s N-WDM PDM 16-QAM signal over 1200 km single-mode fiber （SMF）-28 with amplification provided by an erbium-doped fiber amplifier （EDFA） only. The net SE is 7.47 bit/s/Hz, which to the best of our knowledge is the highest SE for a signal with a bit rate beyond 100 Gbit/s using the PDM 16-QAM. Such SE was achieved by DSP pre-equalization of transmitter-side impairments and DSP post-equalization of channel and receiver-side impairments. Nyquist-band can be used in pre-equalization to enhance the tolerance of PDM 16-QAM to aggressive spectral shaping. The bit-error ratio （BER） for each of the 6 channels is smaller than the forward error correction （FEC） limit of 3.8 × 10-3 after 1200 km SMF-28 transmission.
基金supported by the Fundamental Research Funds for the Central Universities of NUAA(No.kfjj20200414)Natural Science Foundation of Jiangsu Province in China(No.BK20181289).
文摘In this paper,we optimize the spectrum efficiency(SE)of uplink massive multiple-input multiple-output(MIMO)system with imperfect channel state information(CSI)over Rayleigh fading channel.The SE optimization problem is formulated under the constraints of maximum power and minimum rate of each user.Then,we develop a near-optimal power allocation(PA)scheme by using the successive convex approximation(SCA)method,Lagrange multiplier method,and block coordinate descent(BCD)method,and it can obtain almost the same SE as the benchmark scheme with lower complexity.Since this scheme needs three-layer iteration,a suboptimal PA scheme is developed to further reduce the complexity,where the characteristic of massive MIMO(i.e.,numerous receive antennas)is utilized for convex reformulation,and the rate constraint is converted to linear constraints.This suboptimal scheme only needs single-layer iteration,thus has lower complexity than the near-optimal scheme.Finally,we joint design the pilot power and data power to further improve the performance,and propose an two-stage algorithm to obtain joint PA.Simulation results verify the effectiveness of the proposed schemes,and superior SE performance is achieved.
基金supported by Fundamental Research Program of Shanxi Province(202203021212159)。
文摘Faster-than-Nyquist(FTN)signaling is a potential scheme for the sixth generation(6G)communication system to improve the spectral efficiency(SE).In this paper,we propose a joint optimization algorithm of precoding and constellation shaping for FTN signaling,which is based on simulated optimization via the bare bones particle swarm optimization(BBPSO).The information-theoretical analysis and simulated error performance show that the proposed method is efficient,which can get a significant improvement in terms of average mutual information(AMI)and bit error rate(BER)performance.The simulated BER results verify the theoretical AMI analysis.Compared with the conventional regular 16QAM FTN scheme,when BER is at 10-5,the joint optimized scheme can obtain 0.50 dB and 0.60 dB performance gain with SE at 3.077 bits/s/Hz and 3.282 bits/s/Hz,respectively.Therefore,the proposed scheme is reliable,and thus suitable for the 6G communication.
基金supported by the National Key R&D Program of China under Grant 2020YFB1807204the BUPT Excellent Ph.D.Students Foundation under Grant CX2022306。
文摘Network-assisted full duplex(NAFD)cellfree(CF)massive MIMO has drawn increasing attention in 6G evolvement.In this paper,we build an NAFD CF system in which the users and access points(APs)can flexibly select their duplex modes to increase the link spectral efficiency.Then we formulate a joint flexible duplexing and power allocation problem to balance the user fairness and system spectral efficiency.We further transform the problem into a probability optimization to accommodate the shortterm communications.In contrast with the instant performance optimization,the probability optimization belongs to a sequential decision making problem,and thus we reformulate it as a Markov Decision Process(MDP).We utilizes deep reinforcement learning(DRL)algorithm to search the solution from a large state-action space,and propose an asynchronous advantage actor-critic(A3C)-based scheme to reduce the chance of converging to the suboptimal policy.Simulation results demonstrate that the A3C-based scheme is superior to the baseline schemes in term of the complexity,accumulated log spectral efficiency,and stability.
基金This work was supported by the Joint Foundations of the National Natural Science Foundations of China and the Civil Aviation of China under Grant U1833102the Natural Science Foundation of Liaoning Province under Grants 2020-HYLH-13 and 2019-ZD-0014+1 种基金the fundamental research funds for the central universities under Grant DUT21JC20the Engineering Research Center of Mobile Communications,Ministry of Education.
文摘Cognitive Internet of Vehicles(CIoV)can improve spectrum utilization by accessing the spectrum licensed to primary user(PU)under the premise of not disturbing the PU’s transmissions.However,the traditional static spectrum access makes the CIoV unable to adapt to the various spectrum environments.In this paper,a reinforcement learning based dynamic spectrum access scheme is proposed to improve the transmission performance of the CIoV in the licensed spectrum,and avoid causing harmful interference to the PU.The frame structure of the CIoV is separated into sensing period and access period,whereby the CIoV can optimize the transmission parameters in the access period according to the spectrum decisions in the sensing period.Considering both detection probability and false alarm probability,a Q-learning based spectrum access algorithm is proposed for the CIoV to intelligently select the optimal channel,bandwidth and transmit power under the dynamic spectrum states and various spectrum sensing performance.The simulations have shown that compared with the traditional non-learning spectrum access algorithm,the proposed Q-learning algorithm can effectively improve the spectral efficiency and throughput of the CIoV as well as decrease the interference power to the PU.
基金supported in part by the National Natural Science Foundation of China (No. 61971220)the Fundamental Research Funds for the Central Universities of Nanjing University of Aeronautics and Astronautics(NUAA)(No.kfjj20200414)Natural Science Foundation of Jiangsu Province in China (No. BK20181289)。
文摘The performance of uplink distributed massive multiple-input multiple-output(MIMO)systems with crosslayer design(CLD) is investigated over Rayleigh fading channel, which combines the discrete rate adaptive modulation with truncated automatic repeat request. By means of the performance analysis, the closed-form expressions of average packet error rate(APER)and overall average spectral efficiency(ASE)of distributed massive MIMO systems with CLD are derived based on the conditional probability density function of each user’s approximate effective signal-to-noise ratio(SNR)and the switching thresholds under the target packet loss rate(PLR)constraint.With these results,using the approximation of complementary error functions,the approximate APER and overall ASE are also deduced. Simulation results illustrate that the obtained theoretical ASE and APER can match the corresponding simulations well. Besides,the target PLR requirement is satisfied,and the distributed massive MIMO systems offer an obvious performance gain over the co-located massive MIMO systems.
基金supported by National Basic Research Program of China (NO 2012CB316002)China’s 863 Project (NO 2014AA01A703)+2 种基金National Major Projec (NO. 2014ZX03003002-002)Program for New Century Excellent Talents in University (NCET-13-0321)Tsinghua University Initiative Scientific Research Program (2011THZ02-2)
文摘It is extensively approved that Channel State Information(CSI) plays an important role for synergetic transmission and interference management. However, pilot overhead to obtain CSI with enough precision is a significant issue for wireless communication networks with massive antennas and ultra-dense cell. This paper proposes a learning- based channel model, which can estimate, refine, and manage CSI for a synergetic transmission system. It decomposes the channel impulse response into multiple paths, and uses a learning-based algorithm to estimate paths' parameters without notable degradation caused by sparse pilots. Both indoor measurement and outdoor measurement are conducted to verify the feasibility of the proposed channel model preliminarily.
文摘With the increasing maritime activities,a great demand of wide-area maritime digital data services is needed.Therefore,Narrowband Internet of Things(NB-IoT)that can provide wide coverage has been expected as an application for maritime communication networks(MCNS).In this paper,we aim to enhance the spectral efficiency in NB-IoT by reducing the cyclic prefix(CP)overhead in random access signal without causing interference.The key point of the proposed scheme is the symbols transmitted for multiple times repeatedly in NB-IoT.Specifically,all CP are removed and multi-path fading effect is eliminated by using a repeated symbol to cover the disturbed symbol to construct a circular convolution structure of the channel with the same effect as adding CP.In addition,a single-tap equalization is still appropriate.To validate the effectiveness of the proposed scheme,simulation results are carried out with respect to the bit error ratio(BER).
基金This work was supported by the National Natural Science Foundation of China(No.61601296,No.61701295,and No.61801286)the Major scientific and technological innovation projects in Chengdu(No.2019-YF08-00082-GX)+1 种基金the Talent Program of Shanghai University of Engineering Science(No.2018RC43)the start-up research project of Shanghai University of Engineering Science(No.2019-39).
文摘In the current multi-carrier communications,Orthogonal Frequency Division Multiplexing(OFDM)is widely considered as a leading technology.For mobile applications,however,the orthogonality between subcarriers is deteriorated by Doppler frequency shift,which will introduce serious subcarrier phase rotation in the received signals and degrade the system performance.Thus,a method of differential grouping weighted symmetry data-conjugate(DWSCC)have been previously presented to obtain a better inter-carrier interference(ICI)suppressing effect and Bit Error Rate(BER)performance with no loss of spectral efficiency.In this paper,a novel scheme applying a completely different method of subcarrier interactive mapping is put forward.By mapping two different symbols which are both conjugated or multiplied by a complex weighting factor onto a pair of symmetric subcarriers,the presented scheme can greatly reduce the influence of subcarriers phase rotation caused by Doppler frequency shift in highly mobile environments.Analysis and simulation results indicate that comparing with the DWSCC method,our formulated scheme can not only maintain the spectrum utilization with no loss,but also have the advantages of an improvement on reduction effect and BER performance as well as a lower computational complexity in highly mobile environments.
基金supported by the key project of the National Natural Science Foundation of China(No.61431001)the 863 project No.2014AA01A701+4 种基金Program for New Century Excellent Talents in University(NECT12-0774)the open research fund of National Mobile Communications Research Laboratory Southeast University(No.2013D12)Fundamental Research Funds for the Central Universities(FRF-BD-15-012A)the Research Foundation of China Mobilethe Foundation of Beijing Engineering and Technology Center for Convergence Networks and Ubiquitous Services
文摘While operators have started deploying fourth generation(4G) wireless communication systems,which could provide up to1 Gbps downlink peak data rate,the improved system capacity is still insufficient to meet the drastically increasing demand of mobile users over the next decade.The main causes of the above-mentioned phenomenon include the following two aspects:1) the growth rate of the network capacity is far below that of user's demand,and 2) the relatively deterministic wireless access network(WAN) architecture in the existing systems cannot accommodate the prominent increase of mobile traffic with space-time domain dynamics.In order to address the above-mentioned challenges,we investigate the time-spatial consistency architecture for the future WAN,whilst emphasizing the critical roles of some spectral-efficient techniques such as Massive multiple-input multiple-output(MIMO),full-duplex(FD)operation and heterogeneous networks(HetNets).Furthermore,the energy efficiency(EE)of the HetNets under the proposed architecture is also evaluated,showing that the proposed user-selected uplink power control algorithm outperforms the traditional stochastic-scheduling strategy in terms of both capacity and EE in a two-tier HetNet.The other critical issues,including the tidal effect,the temporal failure owing to the instantaneously increased traffic,and the network wide load-balancing problem,etc.,are also anticipated to be addressed in the proposed architecture.(Abstract)
文摘A largescale antenna system （LSAS） with digital beamforming is expected to significantly increase energy efficiency （EE） and spectral efficiency （SE） in a wireless communication system. However, there are many challenging issues related to calibration, energy consumption, and cost in implementing a digital beamforming structure in an LSAS. In a practical LSAS deployment, hybrid digitalanalog beamforming structures with active antennas can be used. In this paper, we investigate the optimal antenna configuration in an N ＆#215; M beamforming structure, where N is the number of transceivers, M is the number of active antennas per transceiver, where analog beamforming is introduced for individual transceivers and digital beamforming is introduced across all N transceivers. We analyze the green point, which is the point of maximum EE on the EESE curve, and show that the logscale EE scales linearly with SE along a slope of lg2/N. We investigate the effect of M on EE for a given SE value in the case of fixed NM and independent N and M. In both cases, there is a unique optimal M that results in optimal EE. In the case of independent N and M, there is no optimal （N, M） combination for optimizing EE. The results of numerical simulations are provided, and these results support our analysis.
基金supported by National High-Tech Research and Development Program of China under Grant No.2013AA010501
文摘Optical transmission technologies have gone through several generations of development.Spectral efficiency has significant ly improved,and industry has begun to search for an answer to a basic question：What are the fundamental linear and nonlin ear signal channel limitations of the Shannon theory when there is no compensation in an optical fiber transmission system？Next-generation technologies should exceed the 100G transmis sion capability of coherent systems in order to approach the Shannon limit.Spectral efficiency first needs to be improved be fore overall transmission capability can be improved.The means to improve spectral efficiency include more complex modulation formats and channel encoding/decoding algorithms,prefiltering with multisymbol detection,optical OFDM and Ny quist WDM multicarrier technologies,and nonlinearity compen sation.With further optimization,these technologies will most likely be incorporated into beyond-100G optical transport sys tems to meet bandwidth demand.
